WI3653123

1

Bachelor's Degree

Bachelors Degree

Unspecified

40

JOB REQUIREMENTS: Description Elevate Your Career Work where your ideas
have impact COMPANY Allspring Global Investments is a leading
independent asset management firm that offers a broad range of
investment products and solutions designed to help meet clients\' goals.
At Allspring, our vision is to inspire a new era of investing that
pursues both financial returns and positive outcomes. With decades of
trusted experience propelling us forward, we strive to build portfolios
aimed at generating successful outcomes for our clients. We do this
through the independence of thought that powers our investment
strategies and by bringing a renewed approach to look around the corner
to unlock what\'s possible. Allspring is a company committed to
thoughtful investing, purposeful planning, and the desire to deliver
outcomes that expand above and beyond financial gains. For more
information, please visit . At Allspring, unique views inspire us. We
leverage the diversity of people, ideas, and skills to help our clients
pursue their financial goals. We strive to attract and retain a diverse
talent pool that enables us to better serve our global client base.
Intentionally fostering a diverse and inclusive culture allows us to
empower innovation, productivity, and engagement. It\'s also essential
for elevating the experience of our clients as well as the communities
in which we operate. Thank you for considering Allspring as you explore
the next step in your career journey. POSITION The Team Member will be
an integral part of the Allspring Regulatory Compliance team supporting
the Allspring Global Investments Compliance Program activities including
managing the NFA/CFTC program (e.g., regulatory filings, coordinating
assessments, oversight, training, etc.), lead the information barrier
compliance oversight process, international regulatory filings and
reporting, and various projects and compliance oversight activities to
support the Asset Management risk-based compliance program to assure
compliance with significant regulatory requirements (i.e., SEC, CFTC,
etc.) as well as firm policies. The Team Member will assist the
Compliance manager in designing and developing compliance process,
control activities, methodologies, compliance monitoring activities, and
will consult with senior compliance and business management on
compliance policies, procedures, and controls for the respective
business/functional area. The Team Member will also ensure identified
compliance issues are escalated, addressed and validated in accordance
with firm Policies. The team member will participate in compliance
projects, as needed, including diving into specific regulatory
developments\... For full info follow application link. We are an Equal
Opportunity/Affirmative Action Employer. We consider all qualified
applicants for employment regardless of age, race, color, national
origin, sex, religion, veteran status, disability, sexual orientation,
gender identity, or any other protected status. \*\*\*\*\* APPLICATION
INSTRUCTIONS: Apply Online: ipc.us/t/4370482E667246DE