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Compliance Officer - MENOMONEE FALLS, WI,

Job Information

Job Order ID :
WI3674525
# of Positions :
1
Experience Required :
Duration :
Shift :
Unspecified
Hours per week:
40

Job Description

 
JOB REQUIREMENTS: Description Elevate Your Career Work where your ideas
have impact COMPANY Allspring Global Investments is a leading
independent asset management firm that offers a broad range of
investment products and solutions designed to help meet clients\' goals.
At Allspring, our vision is to inspire a new era of investing that
pursues both financial returns and positive outcomes. With decades of
trusted experience propelling us forward, we strive to build portfolios
aimed at generating successful outcomes for our clients. We do this
through the independence of thought that powers our investment
strategies and by bringing a renewed approach to look around the corner
to unlock what\'s possible. Allspring is a company committed to
thoughtful investing, purposeful planning, and the desire to deliver
outcomes that expand above and beyond financial gains. For more
information, please visit . At Allspring, unique views inspire us. We
leverage the diversity of people, ideas, and skills to help our clients
pursue their financial goals. We strive to attract and retain a diverse
talent pool that enables us to better serve our global client base.
Intentionally fostering a diverse and inclusive culture allows us to
empower innovation, productivity, and engagement. It\'s also essential
for elevating the experience of our clients as well as the communities
in which we operate. Thank you for considering Allspring as you explore
the next step in your career journey. POSITION The Allspring Global
Sales Practice Compliance team is seeking a Compliance Officer who will
be responsible for assisting in the review of global marketing
communications. The successful candidate should have experience in
working with business partners to solve complex issues. In addition, the
candidate will have the opportunity to work on projects to assist with
the streamlining of the marketing review process. RESPONSIBILITIES
Support compliance\'s review and approval of advisor/broker dealer and
international marketing materials and various other electronic
communications to ensure compliance with firm and regulatory
requirements. Lead and manage projects with minimal supervision related
to marketing communications. Experience with working with all levels of
the organization to provide the business compliance risk expertise and
consulting for projects and initiatives. Identify training
opportunities, design/coordinate the development of training materials,
and deliver training. Provides consultation and support to various
business stakeholders across Allspring departments regarding
communication standards and regulatory no action and industry guidance.
CANDIDATE We are\... For full info follow application link. We are an
Equal Opportunity/Affirmative Action Employer. We consider all qualified
applicants for employment regardless of age, race, color, national
origin, sex, religion, veteran status, disability, sexual orientation,
gender identity, or any other protected status. \*\*\*\*\* APPLICATION
INSTRUCTIONS: Apply Online: ipc.us/t/CBEB668892B74C17

Company Information

Name :
WELLS FARGO ASSET MGMT HOLDING

Application Information

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