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Global Specialist
Global Specialist
JOB SNAPSHOT
Compliance Business Partner
Ho Chi Minh City, VN
Responsibilities
Identify, Plan and Apply
• Develop, implement, and maintain an efficient Compliance Function.
• Map the regulatory framework and respond to new or changed regulations.
• Assess whether policies and procedures adequately address regulatory or compliance strategic requirements.
• Close Compliance-owned actions and regulatory recommendations following internal/external audits.
• Identify compliance training needs and deliver compliance training within the Relevant Business.
• Identify and assess compliance and regulatory risks in the Relevant Business.
• Create and deliver an annual Compliance Plan.
• Communicate with colleagues in the Relevant Business as per the Compliance Plan.
• Conduct mandatory training classes for new comers related to business.
Support
• Champion Compliance at all levels of the Relevant Business.
• Partner with business management to define the Compliance strategy.
• Provide challenge and oversight on business management’s assessment and governance of compliance and regulatory risk.
• Review and challenge the design and structuring of specific transactions, new products, services, operational procedures, operational change and initiatives.
• Provide advice on the design of First Line of Defence quality assurance models.
• Oversight and support to complaint handlers, handling complaints in rare cases as appropriate.
• Record keeping in line with regulatory requirements and/or WTW policies and procedures.
• Investigate suspected, alleged or actual breaches of regulatory requirements or WTW Compliance policies and procedures within the Relevant Business.
• Serve as the Money Laundering Responsible Officer for Willis Towers Watson Vietnam Insurance Broker.
• Serve as the Data Protection Officer for Willis Towers Watson Vietnam Insurance Broker.
Compliance Monitoring Overview
• Conducting monitoring activities in line with annual and ad-hoc plans.
• Ensuring remedial action and escalated issues to stakeholders.
• Supporting Excellence function in Excellence Reviews.
• Collecting and delivering compliance reports.
Requirements:
• Bachelor degree or higher required
• From 5-10 years experience at similar role at a MNC, non-life insurance company preferred
• Strong understanding of regulatory and corporate governance.
• Ability to work under tight deadlines and without direct supervision.
• Commercial awareness in managing compliance risks.
• Proactive, organized, methodical, analytical problem-solving.
• Strong communication skills.
• Excellent interpersonal and influencing skills.
• Commitment to continuous professional development.
• Commitment to maintaining a robust compliance culture and high ethical standards.
• Demonstrates high integrity.
WTW is an equal opportunity employer
UNSOLICITEDCONTACT
Any unsolicited resumes/candidate profiles submitted through our web site or to personal e-mail accounts of employees of Willis Towers Watson are considered property of Willis Towers Watson and are not subject to payment of agency fees. In order to be an authorized Recruitment Agency/Search Firm for Willis Towers Watson, any such agency must have an existing formal written agreement signed by an authorized Willis Towers Watson recruiter and an active working relationship with the organization. Resumes must be submitted according to our candidate submission process, which includes being actively engaged on the particular search. Likewise, for our authorized Recruitment Agencies/Search Firms, if the candidate submission process is not followed, no agency fees will be paid by Willis Towers Watson. Willis Towers Watson is an equal opportunity employer. If you would like to have your contact information saved for future consideration, please email: Agency.inquiries@willistowerswatson.com.
OUR OFFICES
Our colleagues serve more than 140 countries and markets around the world. This gives a global dimension to everything we do and creates lots of exciting opportunities for you to collaborate and grow. Explore the map below to see where you career could take you.
Meet our people
Massimiliano Abri
Burn Domingo
Theodore Coteok
Karuna Jose
Ana Cristessa Nabuab
Nichelle Daulby
Roberta Jones
Shadab Hemani
Donna O'Riordan
Mitch Dauz
Kerstin Plag
Anna Stonelake
Elise Hunt
Mathew Stewart
Ritu Batheja
Matice Morris
Catarina Carvalho
Soumya Kurup
Leonardo Araujo
Karan Patel
Poonam Yadav
Tom Leigh-Eldredge
Karan Rai
Felipe Pradel
Michael McConnell
Mel Scrutton
Irene Larbi
Kingsley Wang
Charlie (Charlotte) Garrod
Laura Punzón
Nick Alexander
Benjamin Tessier
Paul Dowding
Pei Wang
Emma White
Basil Al Hatoum
Jasmin Bedi
Anshul Garg
Emily Reading
Dominic Ferrari
Suzanne Vaughan
Nuno Arruda
Salmaan Saeed
Massimiliano Abri
Burn Domingo
Theodore Coteok
Karuna Jose
Ana Cristessa Nabuab
Nichelle Daulby
Roberta Jones
Shadab Hemani
Donna O'Riordan
Mitch Dauz
Kerstin Plag
Anna Stonelake
Elise Hunt
Mathew Stewart
Ritu Batheja
Matice Morris
Catarina Carvalho
Soumya Kurup
Leonardo Araujo
Karan Patel
Poonam Yadav
Tom Leigh-Eldredge
Karan Rai
Felipe Pradel
Michael McConnell
Mel Scrutton
Irene Larbi
Kingsley Wang
Charlie (Charlotte) Garrod
Laura Punzón
Nick Alexander
Benjamin Tessier
Paul Dowding
Pei Wang
Emma White
Basil Al Hatoum
Jasmin Bedi
Anshul Garg
Emily Reading
Dominic Ferrari
Suzanne Vaughan
Nuno Arruda
EVENTS
Posse Annual Virtual Career Fair
July 24 @ 3:00 pm - 6:00 pmPosse Annual Virtual Career Fair
July 24 @ 3:00 pm - 6:00 pmOLA Early Career Symposium
August 4 @ 9:00 am - August 5 @ 5:00 pmOLA Early Career Symposium
August 4 @ 9:00 am - August 5 @ 5:00 pmPosse Annual Virtual Career Fair
July 24 @ 3:00 pm - 6:00 pmPosse Annual Virtual Career Fair
July 24 @ 3:00 pm - 6:00 pmOLA Early Career Symposium
August 4 @ 9:00 am - August 5 @ 5:00 pmOLA Early Career Symposium
August 4 @ 9:00 am - August 5 @ 5:00 pmThere are no upcoming events at this time.