Job Listing
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| Job ID: 13973015 |
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| Job Location: |
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Public Transportation is Available.
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| How to Apply: | To see employer contact information, log in or register. |
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| Job Title: | Senior Compliance Analyst (R24_0000000636) |
| Work Type: | Work Days: Weekdays, Work Vary: No , Shift: First (Day), Hours Per Week: 40, Work Type: Regular |
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| Salary Offered: | Minimum $15.00 Hourly |
| Benefits: | Unspecified. |
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| Physical Required: | Unspecified |
| Drug Testing Required: | Unspecified |
| Education Required: | Associate's Degree |
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| Experience Required: | 24 Months |
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| Required Skills: | About Our Company
We're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full-Time/Part-Time
Full time
Exempt/Non-Exempt
Exempt
Job Family Group
Legal Affairs
Line of Business
GCO General Counsel's OrganizationPDN-9b7cdcf3-99ce-40ad-96de-c85355eccd4c |
| Preferred Skills: |
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| Job Description: |
We have an exciting opportunity as a Sr. Compliance Analyst at Ameriprise! In this role you will Inspect assigned areas of practices and procedures to verify compliance with applicable law, government regulations, Company policies, and procedures. Ensure the proper recording of transactions and compliance with applicable laws and regulations.
Key Responsibilities
Assist business partners in developing and implementing adequate compliance policies and procedures.
Investigate medium-complexity issues independently. Gather and track related information. Make appropriate recommendations.
Assist in and/or lead the coordination of regulatory exams and inquiries, along with draft written inquiries.
Research applicable laws and regulations and analyze their effect on business practices. Apply a working knowledge of laws, regulations, and internal policies related to Compliance.
Maintain current knowledge of industry practices and developments.
Serve as an expert resource on assigned subjects on more complex issues.
Complete detailed data analysis, such as conducting in-depth reviews of internal business practices, as needed, to identify potential problems and mitigate risk. Recommend solutions, as appropriate.
Escalate issues and maintain records, as required or appropriate.
Required Qualifications
Bachelor's Degree or Equivalent
3-5 years of relevant experience
2-3 years financial services industry experience.
Analytical skills.
Solid written and verbal communication skills.
Probing skills.
Ability to read, understand, and explain regulations.
Preferred Qualifications
Working knowledge of Ameriprise products, services, and processes.
Refer to ID when applying |
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